欧盟扩张的危险与挑战 (Risks and Challenges of the EU expansion)/周大勇

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Risks and challenges of the EU expansion
周大勇 (Zhou,Dayong)

I. Introduction
For several years now the European Union is discussing a possible enlargement, because several European countries have applied for membership in the EU. These are especially the former socialist countries in Eastern Europe, that have clearly turned towards the west since the collapse of the iron curtain. These countries are Bulgaria, the Baltic countries Latvia, Lithuania and Estonia, Poland, Romania, the Slovak Republic, the Czech Republic, Slovenia and Hungary.

In addition Turkey, Cyprus and Malta are trying for quite some time already to join the EU. These application are not to be accepted without any further deliberation because they do bring along some risks and the consequences are hard to distinguish therefore these countries are not very expected joining the European Union in the near future and will therefore not be included in the following evaluation.
II. Risks and challenges
If we wants to evaluate the risks and challenges of an upcoming enlargement of the EU, we should first take into account experiences gained during previous expansion which were to some extent comparable. Here the southern expansion from 1986 should be mentioned where two economically pathetic countries sought admission to the then European Community. The admission procedure of these two candidates, being Spain and Portugal, were lengthy and considered very problem bearing. Especially the amount of produce that would add to the already existing agricultural over-production of the Community was seen to be a problem since it would increase the load on the European budget.

But seen from a global economical perspective the joining of Spain and Portugal was overall positive for the EC and the two countries, although Spain struggled with a further rise of unemployment and disparities within the Community were further amplified.

The disparities within the Union will most certainly increase when it comes to an eastern expansion, but the agricultural problem will not be an issue, because the candidates have not got their focus on agriculture, already because of their communist heritage which focused on industry rather than on agriculture or the tertiary sector.

In case of the approaching expansion towards Eastern Europe the Union will have to resolve several problems, the most severe being without any doubt the financial one that will go along with the extension, estimated to be ?5 - ?6 billion annually, just for the technologically underdeveloped agriculture in the new member states.

The financial problem will also lead to a temporary discontent among the population of the existing members, since the financial load on the countries will cause budget cuts because the new members will undoubtedly belong to the payees rather than the payers. Especially the Mediterranean members, for instance Italy, Spain etc. fear cuts in their subsidies particularly the agricultural ones, and agriculture is already making up the biggest part of the EU′s budget.

Of course it is also to be questioned whether with the joining of economically weak countries the economies of the "richer" members are not weakened.

What should be taken into consideration as well is the impact the joining will have on the population of the candidates, especially considering the rights they will gain when they are citizens of the European community. They do then have the right to settle and work anywhere within the community, this could lead to a large amount of people pouring into the old member countries trying to seek work there and make their living. And since most of the European countries are already struggling with high unemployment the high rates could be pushed up further and the discontent among the population could worsen, especially against the background of Neo-Nazis in Germany and other countries such as Britain or Italy. Off course this would only be a temporary problem, which would solve itself over time as the new members develop economically, but still this could prove to be a major issue.

Of course their comes also a minor problem along with the expansion, this problem being even more languages than the twelve, already being used, in which EU communications would have to be carried out adding to the already huge administrative body of the European Union and also causing further costs of the EU.
But because the expansion represents a political necessity one should also take into account the positive aspects caused by such a historic event. With the expansion the continent would take a huge step towards the ethnic integration within Europe, different cultures would be facing each other and could also profit from each other. Also the global competitiveness of the EU against the USA and Asia would improve and another step towards global peace would be undertaken.
III. Changes in administration
It is obvious that an expansion potentially including ten countries would not be feasible without fundamental institutional reforms.

For instance with the existing structure of the Union which allocates most of the power to the European Council, where each member state has one vote, it would be imaginable that smaller members would have a majority over the larger members. Except for Poland, which is by population comparable to Spain and would consequently be a large member, all other candidates are relatively small in size an population.

Another point is that with more than twenty members the decision finding and making process needs to be completely reconsidered, so it represents the actual size of the member countries in terms of population rather than giving each member a veto and especially one single vote. The existing voting and weighting system is also already making the decision finding process a painfully and lengthy one, another ten different opinions added to this would make it virtually impossible to come to an agreement that at least partially satisfies all members and is therefore being supported and not vetoed against.

A changed "legislature" would also keep the democratic thought that the entire EU is based on alive and not vanish it like the existing system.

What should also be pointed out is the fact that an increase in members could lead to new coalitions within the Union and also increase competition among the individual countries. There are even critics that fear that an eastern expansion could lead to a shift in power towards the reunified Germany, since the potential new members are already heavily bound and leaning towards Germany.

What should also be considered is a change in European agricultural policy, which should actually be reformed already. The system of milk quotas, subsidies etc. which subsidises an over-production in many areas, just not to infuriate the farmers, because smaller farms would not be able to survive without the subsidies and the entire face of the European primary sector would change is completely outdated. This system could definitely no longer be kept up with even more farmers to support.
IV. Successful without absorbing the new members?
It is obvious that this question needs to be answered with a clear no. The existing members of the EU are already being absorbed by it and they have all chosen this faith. The goals of the European Union do state the loss of sovereignty in the areas of economic and currency politics, the latter one already realized, also in the political areas of social politics, education, research, consumer protection, health and also environmental issues. Now one could argue how many of these goals need to be realized in order for the EU to be successful, from the British point of view for example the cooperation in economic issues and the creation of the single market have already been enough, considering their opinion towards the Maastricht treaty.

If one would see it from the British point of view the EU could be successful without absorbing the new members, but since most other countries would like to see the above mentioned goals implied and would like to realize the dream of de Gaulle, Adenauer and others of "the United States of Europe", the new members would surrender a huge part of their sovereignty and consequently would be absorbed by the EU, especially considering that they will join in a couple of years at the earliest when European integration will hopefully have advanced beyond the point it is today.
Another point one could consider is what would happen if the European integration would further advance up to the point of the United States of Europe without any new countries joining. This would create another superpower alongside the USA and the then non-members would live in the shadow of the EU or whatever its name would be by that time and also be absorbed by the enormous power, in any terms, of their big neighbour just like the Caribbean, Canada and Mexico, even the entire Americas are by the USA. So the conclusion drawn by this could be that the central and eastern European countries would be better off in any case if they joined the EU even if they had to surrender much of their sovereignty.
Sources:

(1) http://www.europa.eu.int/ (March 17th, 2001)
(2) http://idw.tu-clausthal.de/public/zeige_pm.html?pmid=26445 (April 5th, 2001)
(3) Informationen zur politischen Bildung: Europäische Union (BpB, 1995)
(4) Microsoft Encarta 98
(5) Mittel- und Osteuropa auf dem Weg in die Europäische Union (Werner Weidenfeld, Verlag Bertelsmann Stiftung, 1996)
(6) http://www.e-politik.de/beitrag.cfm?Beitrag_ID=559 (April 1st, 2001)

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中华人民共和国海关关于进出口货物申请担保的管理办法

海关总署


中华人民共和国海关关于进出口货物申请担保的管理办法

1987年6月30日,海关总署

第一条 为促进对外经济贸易和科技文化交流,严密海关监管制度,保证国家税收,方便货物合法进出,根据《中华人民共和国海关法》,制定本办法。
第二条 本办法中下列用语的含义:
担保——以向海关缴纳保证金或提交保证函的方式,保证在一定期限内履行其承诺的义务的法律行为。
担保人——对货物的进出口或税款的缴纳承担法律责任的法人。
保证金——由担保人向海关缴纳现金的一种担保形式。
保证函——由担保人按照海关的要求向海关提交的、订有明确权利义务的一种担保文件。
销案——在规定期限内履行了事先规定的义务后,海关退还担保人已缴纳的保证金或注销已提交的保证函,以终止所承担的义务的海关手续。
第三条 在下列情况下,经海关审核同意,可接受担保申请:
(一)暂时进出口货物;
(二)国家限制进出口货物,已领取了进出口许可证件,因故不能及时提供的;
(三)进出口货物不能在报关时交验有关单证(如发票、合同、装箱清单等),而货物已运抵口岸,亟待提取或发运,要求海关先放行货物,后补交有关单证的;
(四)正在向海关申请办理减免税手续,而货物已运抵口岸,亟待提取或发运,要求海关缓办进出口纳税手续的;
(五)经海关同意,将海关未放行的货物暂时存放于海关监管区之外的场所的;
(六)因特殊情况经海关总署批准的。
第四条 对下列情况,海关不接受担保:
(一)进出口国家限制进出口的货物,未领到进出口货物许可证件的;
(二)进出口金银、濒危动植物、文物、中西药品、食品、体育及狩猎用枪支弹药和民用爆破器材、无线电器材、保密机等受国家有关规定管理的进出口货物,不能向海关交验有关主管部门批准文件或证明的。
第五条 担保人应向办理有关货物进出口手续的海关申请担保,并在该关办理销案手续。
第六条 担保方式分缴纳保证金和提交保证函两种。
出具保证函的担保人必须是中国法人。
对暂时进口货物报关人申请出具保证函担保的,按照《中华人民共和国海关对暂时进口货物监管办法》的有关规定办理。
第七条 对要求减免税的进口货物在未办结有关海关手续前,报关人申请担保要求先期放行货物,应支付保证金。保证金的金额应相当于有关货物的进口税费之和。
在担保期限内要求办理有关货物的进口手续的,经海关同意,可将保证金抵作税费,并向报关人补征不足部分或退还多余部分。
海关收取保证金后向报关人出具《中华人民共和国海关保证金收据》,报关人凭以在销案时向海关办理退还保证金手续。
对于应纳税货物,如要求用保证函缓缴税款,应由缓税单位的上级机构或开户银行担保。
第八条 凡采用保证函方式申请担保的,担保人应按照海关规定的格式填写保证函一式两份,并加盖印章,一份留海关备案,另一份交由报关人留存,凭以办理销案手续。
第九条 报关人必须于担保期满时向海关办理销案手续。对未能在担保期限内向海关办理销案手续的,海关可区分不同情况,按下列规定处理:
(一)将保证金抵作税款,责令报关人按规定补办出进口手续,并处以罚款;
(二)责令担保人缴纳税款或通知银行扣缴税款,并处以罚款;
(三)暂停或取消报关人的报关资格。
第十条 进出境物品所有人申请提供担保的,可比照本办法办理有关手续。
第十一条 本办法自一九八七年七月一日起实行。


原油市场管理办法

商务部


商务部令2006年第24号 公布《原油市场管理办法》


  《原油市场管理办法》已于2006年12月4日经商务部部领导一致同意通过,现予以公布,自2007年1月1日起施行。

     部长:薄熙来
     二○○六年十二月四日


原油市场管理办法

第一章 总则

  第一条 为加强原油市场监督管理,规范原油经营行为,维护原油市场秩序,保护原油经营企业和消费者的合法权益,根据《国务院对确需保留的行政审批项目设定行政许可的决定》(国务院令第412号)和有关法律、行政法规,制定本办法。

  第二条 在中华人民共和国境内从事原油经营活动的,应当遵守有关法律法规和本办法。
本办法所称原油经营企业是指从事原油销售和仓储活动的企业。

  第三条 国家对原油经营活动实行许可制度。

  商务部负责起草原油市场管理的法律法规,拟定部门规章并组织实施,依法对全国原油市场进行监督管理。各级人民政府商务主管部门依据本办法和相关法律法规负责组织协调本辖区内原油经营活动的监督管理。

  第四条 本办法所称原油是指在中华人民共和国领域及管辖海域开采生产的原油和进口原油。


第二章 原油经营许可的申请与受理

  第五条 申请原油销售、仓储经营资格的企业,应当向所在地省级人民政府商务主管部门提出申请,省级人民政府商务主管部门审查后,将初步审查意见及申请材料上报商务部,由商务部决定是否给予原油销售、仓储许可。

  第六条 申请原油销售资格的企业,应当具备下列条件:
  (一)申请主体应具有中国企业法人资格,注册资本不低于1亿元人民币;
  (二)具有长期、稳定的原油供应渠道:
   1、经国务院批准取得《石油采矿许可证》并有实际产量的原油开采企业,或者
   2、具有原油进口经营资格且年进口量在50万吨以上的进口企业,或者
   3、与符合本款1、2项要求的企业签订1年以上的与经营规模相适应的原油供应协议;
  (三) 具有长期、稳定、合法的原油销售渠道;
  (四) 拥有库容不低于20万立方米的原油油库,油库建设符合当地城乡规划、油库布局规划;并通过国土资源、规划建设、安全监管、公安消防、环境保护、气象、质检等部门的验收。

  第七条 申请原油仓储资格的企业,应当具备下列条件:
  (一)申请主体应具有中国企业法人资格,注册资本不低于5000万元人民币;
  (二)拥有库容不低于50万立方米的原油油库,油库建设符合当地城乡规划、油库布局规划;并通过国土资源、规划建设、安全监管、公安消防、环境保护、气象、质检等部门的验收;
  (三)具备接卸原油的输送管道或铁路专用线或不低于5万吨的原油水运码头等设施。

  第八条 设立外商投资原油经营企业,应当遵守本办法及国家有关政策、外商投资法律、法规、规章的规定。

  第九条 申请原油销售资格的企业,应当报送下列文件:
  (一)申请文件;
  (二)长期、稳定原油供应渠道的法律文件及相关材料;
  (三)长期、稳定、合法原油销售渠道的法律文件及相关材料;
  (四)原油油库及其配套设施的产权证明文件;国土资源、规划建设、安全监管、公安消防、环境保护、气象、质检等部门核发的油库及其他设施的批准证书及验收合格文件;
  (五)工商部门核发的《企业法人营业执照》或《企业名称预先核准通知书》;
  (六)安全监管部门核发的《危险化学品经营许可证》;
  (七)外商投资企业还应提供《中华人民共和国外商投资企业批准证书》;
  (八)审核机关要求的其他文件。

  第十条 申请原油仓储资格的企业,应当报送下列文件:
  (一)申请文件;
  (二)原油油库及其配套设施的产权证明文件;国土资源、规划建设、安全监管、公安消防、环境保护、气象、质检等部门核发的油库及其他设施的批准证书及验收合格文件;
  (三)接卸原油的输送管道或铁路专用线或不低于5万吨的原油水运码头等设施的产权证明文件;
  (四) 工商部门核发的《企业法人营业执照》或《企业名称预先核准通知书》;
  (五)安全监管部门核发的《危险化学品经营许可证》;
  (六)外商投资企业还应提供《中华人民共和国外商投资企业批准证书》;
  (七)审核机关要求的其他文件。

  第十一条 省级以上商务主管部门应当在办公场所公示原油销售、仓储许可申请的条件、程序、期限以及需提交的材料目录和申请书规范文本。

  第十二条 接受申请的省级人民政府商务主管部门认为申请材料不齐全或者不符合规定的,应当在收到申请之日起5个工作日内一次告知申请人所需补正的全部内容。逾期不告知的,自收到申请材料之日起即为受理。

  第十三条 省级人民政府商务主管部门在申请人材料齐全、符合规定形式,以及申请人按照要求提交全部补正申请材料时,应当受理申请。

  省级人民政府商务主管部门受理许可申请,应当出具加盖本行政机关专用印章和注明日期的书面凭证。不受理许可申请,应当出具加盖本行政机关专用印章、说明不受理理由和注明日期的书面凭证,并告知申请人享有依法申请行政复议或者提出行政诉讼的权利。


第三章 原油销售、仓储许可审查的程序与期限

  第十四条 省级人民政府商务主管部门在收到申请人上报的原油销售、仓储经营资格申请后,应当在20个工作日内完成审查,并将初步审查意见和申请材料上报商务部。

  第十五条 商务部自收到省级人民政府商务主管部门上报的企业原油经营资格申请材料之日起,20个工作日内完成审核。对符合本办法第六条规定条件的,应当给予原油销售许可,并颁发《原油销售经营批准证书》;对符合本办法第七条规定条件的,应当给予原油仓储许可,并颁发《原油仓储经营批准证书》。对不符合条件的,将不予许可的决定及理由书面通知申请人,并告知申请人享有依法申请行政复议或提出行政诉讼的权利。

  企业凭商务部核发的《原油销售经营批准证书》、《原油仓储经营批准证书》到工商行政管理、税务部门办理登记手续。

  第十六条 原油经营企业新建、迁建、扩建仓储设施的,须在办理国土资源、规划建设、安全监管、公安消防、环境保护、气象、质检等验收手续后,报商务部备案。

  第十七条 外商投资企业设立、变更经营范围或外商并购境内企业涉及原油经营业务的,应当向省级人民政府商务主管部门提出申请,省级人民政府商务主管部门应当自收到全部申请文件之日起1个月内完成审查,并将初步审查意见及申请材料上报商务部,商务部在收到全部申请文件之日起3个月内作出是否批准的决定。


第四章 原油销售、仓储批准证书的颁发与变更

  第十八条 《原油销售经营批准证书》、《原油仓储经营批准证书》由商务部统一负责印制、颁发。

  第十九条 原油经营企业要求变更《原油销售经营批准证书》、《原油仓储经营批准证书》事项的,应向省级人民政府商务主管部门提出申请。省级人民政府商务主管部门应当进行初审,并将初审意见及申请材料报商务部。

  具备继续从事原油经营条件的,由商务部换发变更的《原油销售经营批准证书》、《原油仓储经营批准证书》。

  第二十条 原油经营企业要求变更《原油销售经营批准证书》、《原油仓储经营批准证书》事项的,应提交下列文件:
  (一)企业名称变更的,应当提供工商行政管理部门出具的《企业名称预先核准通知书》;
  (二)法定代表人变更的,应附任职证明和新的法定代表人身份证明;
  (三)不涉及储运设施迁移的经营地址变更,应提供经营场所合法使用权证明;
  (四)经营单位投资主体发生变化的,原有经营单位应办理相应经营资格注销手续,新的经营单位应重新申办相应资格。


第五章 监督管理

  第二十一条 各级人民政府商务主管部门应当加强对本辖区原油市场的监督检查,对原油经营企业的违法违规行为进行查处。

  第二十二条 省级人民政府商务主管部门应当依据本办法,每年组织对具有原油经营资格的企业进行检查,并将检查结果报商务部。

  年度检查中不合格的原油经营企业,商务部应当责令其限期整改;经整改仍不合格的,撤销其原油经营资格。

  第二十三条 原油销售企业年度检查的主要内容是:
  (一) 企业上年度原油经营状况;
  (二)原油供油及销售协议的签订、执行情况;
  (三)原油销售企业及其配套设施是否符合本办法及有关技术规范要求;
  (四)企业消防、安全、环保等方面情况。

  第二十四条 原油仓储企业年度检查的主要内容是:
  (一)企业上年度原油仓储经营状况;
  (二)原油仓储企业及其配套设施是否符合本办法及有关技术规范要求;
  (三)企业消防、安全、环保等方面情况。

  第二十五条 原油经营企业歇业或终止经营的,应当到商务部办理原油经营资格暂停或注销手续。原油经营企业的停歇业不应超过18个月。无故不办理停歇业手续或停歇业超过18个月的,由商务部撤销其原油经营许可,注销《原油销售经营批准证书》、《原油仓储经营批准证书》,并通知有关部门。

  第二十六条 各级商务主管部门实施原油经营许可及市场监督管理,不得收取费用。

  第二十七条 商务部应当将取得原油经营许可的企业名单和变更、撤销情况进行公示。

  第二十八条 《原油销售经营批准证书》、《原油仓储经营批准证书》不得伪造、涂改、买卖、出租、转借或者以任何其他形式转让。已变更或注销的《原油销售经营批准证书》、《原油仓储经营批准证书》应当交回商务部,其他任何单位和个人不得私自收存。

  第二十九条 原油经营企业应当依法经营,禁止下列行为:
  (一)无证无照、证照不符或超范围经营;
  (二)掺杂掺假、以假充真、以次充好;
  (三)销售、仓储非法渠道获得的原油;
  (四)向未经国家批准的炼油企业、销售企业销售原油或为其提供仓储服务;
  (五)违反价格法律法规,哄抬油价或低价倾销;
  (六)国家法律法规禁止的其他经营行为。

  第三十条 有下列情况之一的,商务部应当撤销原油经营许可:
  (一)对不具备资格或者不符合法定条件的申请人作出准予许可决定的;
  (二)超越法定职权作出准予许可决定的;
  (三)违反法定程序作出准予许可决定的;
  (四)原油销售企业不再具备本办法第六条规定条件的;
  (五)原油仓储企业不再具备本办法第七条规定条件的;
  (六)未参加或未通过年度检查的;
  (七)被许可人以欺骗、贿赂等不正当手段取得经营许可的;
  (八)隐瞒有关情况、提供虚假材料或者拒绝提供反映其经营活动真实材料的;
  (九)依法应当撤销行政许可的其他情形。


第六章 法律责任

  第三十一条 商务主管部门及其工作人员违反本办法规定,有下列情形之一的,由其上级行政机关或监察机关责令改正;情节严重的,对直接负责的主管人员和其他直接责任人员给予行政处分:
  (一)对符合法定条件的申请不予受理的;
  (二)未向申请人说明不受理申请或者不予许可理由的;
  (三)对不符合条件的申请者予以许可或者超越法定职权作出许可的;
  (四)对符合法定条件的申请者不予批准或无正当理由不在法定期限内作出批准决定的;
  (五)不依法履行监督职责或监督不力,造成严重后果的。

  第三十二条 商务主管部门在实施原油经营许可过程中,擅自收费的,由其上级行政机关或监察机关责令退还非法收取的费用,并对主管人员和直接责任人员给予行政处分。

  第三十三条 原油经营企业有下列行为之一的,法律、法规有具体规定的,从其规定;法律、法规未做规定的,由商务部视情节依法给予警告、责令限期改正、处违法所得3倍以下或30000元以下罚款处罚:
  (一)涂改、倒卖、出租、出借或者以其他形式非法转让原油经营批准证书的;
  (二)违反本办法规定的条件和程序,擅自新建、迁建和扩建原油油库的;
  (三)采取掺杂掺假、以假充真、以次充好等手段销售原油的;
  (四)销售或仓储非法渠道获得原油的;
  (五)向未经国家批准的炼油企业、销售企业销售原油或为其提供仓储服务的;
  (六)违反国家价格法律、法规销售原油的;
  (七)法律、法规规定的其他违法行为。

  第三十四条 企业申请从事原油经营资格有下列行为之一的,商务部应当作出不予受理或者不予许可的决定,并给予警告;申请人在一年内不得再次申请原油经营许可。
  (一)隐瞒真实情况的;
  (二)提供虚假材料的;
  (三)违反有关政策和申请程序,情节严重的。


第七章 附则

  第三十五条 在中华人民共和国境内从事中外合作开采陆上或海上石油资源的外国合同者,应遵守《中华人民共和国对外合作开采陆上石油资源条例》和《中华人民共和国对外合作开采海洋石油资源条例》的有关规定。

  本办法颁布以前,原有经依法批准的、符合国家政策的原油生产企业按本办法规定申领《原油销售经营批准证书》。

  第三十六条 本办法由商务部负责解释。

  第三十七条 本办法自2007年1月1日起施行。